in the manner that implies dishonesty, affecting the reliability of capital market business personnel in a significant manner, both of which are considered prohibited characteristics of the capital

dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodged by clients of Siam City Securities Co., Ltd., and the company?s report on investigation spurred from

facilities. 2) Provision for bad debt amounted to 15.2 mil. baht from employee’s fraudulence. …………./2 Page 2 3) Loss on exchange rate amounted to 9.1 mil. baht from foreign currency deposit account as we

from a client?s account, which was deemed a breach of duty. She was also found to have acted in such a way that indicated dishonesty to the bank. In this regard, Sarinrat was deemed having prohibited

officer by the Stock Exchange of Thailand due to his dishonesty. The aforementioned reflected that Mr. Kultavarakorn neglected to comply with the specified rules and regulations, failed to provide

Thailand and the Department of Special Investigation) in the offences relating to unfair securities trading or management with nature of deceit, fraud or dishonesty, in which case the SEC shall remove such

, resulting in 2 years and 6 months imprisonment for 122 counts (2) for dishonesty and failure to discharge her duty as director with due care and loyalty. (3) for dishonestly converting listed company’s

deemed as  performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital

, procurement, and general administration. The company also gives clear scope of authorities and approval hierarchy of each management level to prevent fraudulence. For example, the company establishes: chart of

being punished or legally proceeding against for management in the manner of deceit, fraud or dishonesty relating to offences against property as specified as prohibited characteristic in Group 2 under