The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements

investment discipline among working-age population by conveniently investing at least 1,000 baht a month to ensure that the savings last through their retirement years.   The Project aims at promoting Thai

servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter

their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law

internal control and fund management and proposed AIMC to set up practices concerning internal control and management of property funds to prevent leakage of benefits that should have been given to

investment decisions. Investor education, market discipline and stakeholder participation are also emphasized apart from supervision and enforcement.Mrs. Sirivipa Supantanet, SEC Assistant Secretary?General

Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

knowledge with students at Rajamangala University of Technology Krungthep. The campaign aims to prepare students for making their own investments, promote saving habits, and encourage financial discipline

invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already

includes the following: IV. A mechanism should exist to require auditors to be subject to the discipline of an auditor oversight body that is independent of the audit profession, or, if a professional body