KASIKORN ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 27/11/2018 - 12/12/2018

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund, | Offering Date : 18/08/2020 - 25/08/2020

three investor contacts (2) {B} for interfering with client's assets (3) {C} for sending inappropriate orders (4) {D} for failing to orderly keep the accounts of given advice and received derivatives

facilitate public access to mutual fund investment with a small amount of money and have the investment funds managed by the professionals, but also build disciplined investing habits for consistent and

companies and departments. These members should be disciplined to save money and must know have knowledge have to invest affectively. Also, fund committees must have enough knowledge and understanding to

. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures.  In considering the appropriate administrative sanction, SEC takes into

provide scale benefits and improve operating capabilities. In response to industry headwinds, Management has improved its special focus on cost and working capital optimization programs. Disciplined

the HVA business of $542 milion for the first time in several quarters. Our more disciplined Western businesses of North America and EMEA accounted for 79% of 1Q 2018 LTM earnings, whereas the Asian

services are managed efficiently, aligned with customers’ need and controlled with acceptable risk level.  Establishment of Third-Party Risk Management Policy and Framework which cover risk assessment

believes that there will be financial headroom of around $ 4 billion for further investments based on its projections of internal cash accruals and prudent borrowing. IVL is poised to grow in a disciplined