supervision include duty performance of market participants such as securities issuers,approved securities/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC
Complaint reply from intermediary Memorandum between the complainant and the investment consultant 2 Solicitation or advice on securities or derivatives investment based on the value of the underlying asset
Police or the Court, for the benefit of coordinating and handling your complaint. Guidelines for filing a complaint ● In case of a complaint related to services of a securities or asset management