Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
Notification No. SorKhor 50/2552 Re: Approval for Derivatives Investor Contacts and Standards of Conduct dated 14 October, 2009.The SEC reprimands {D} and records his actions for future references in case he
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record for future references. Pravej Ongartsittigul, SEC Senior Assistant Secretary-General said, "Investor contact must tape trading orders received and conversation made with clients as evidence, which
precedent conditions that the company will invest when GS already distribute water supply. GS is an operator of production and distribution of water supply to some part of Phuket and Phang- Nga references
126(3); Engaging into transaction under paragraph one, management company shall provide documents and evidence references to be ready for the inspection by the Office at any time. Clause 14. Transaction
which is prohibited in accordance with section 126(3); Engaging into transaction under paragraph one, management company shall provide documents and evidence references to be ready for the inspection by
evidence references to be ready for the inspection by the Office at any time. Clause 14. Transaction between mutual fund management company and mutual fund which is under the same management company, shall
full. 14 The warning in the first paragraph shall be displayed at all references of the deposit benchmark. Division 2 Mutual Funds with Investment Policy on Guaranteed Funds According to the Notification