Cyber Threats,” along with a lecture titled “GRE-2AT Clinic: Integrating Cybersecurity, AI, and Enterprise Risk Management (ERM),” delivered by distinguished speakers from the three associations. The
penalties that can be imposed on any associations or its directors that do not comply with the rules prescribed under (1) or (2) above. Details of the proposed amendment are available at https
that facilitates market innovation, and enable market practitioners? self-regulatory functions. The proposed amendments will revoke all provisions on associations related to securities business currently
valuation companies and principal valuers, and (3) criteria for approving qualified associations or valuation professional entities as a self-regulated organisation. The consultation papers on the proposed
Management Companies (AIMC) that ?The SEC urges the associations? members to make a declaration of intent against corruption by joining the Collective Action Coalition Against Corruption Council (CAC). The CAC
Exchange Commission Re: Determination of Other Regulations of Associations related to Securities Business ____________________ By virtue of Section 14 and Section 234(7) of the Securities and Exchange Act
increase investor confidence and strengthen the capital market stability. Valuers passing the examinations conducted by relevant associations since December 16, 2010 can submit the results to the SEC
provisions regarding investment in securities by securities business related associations; (4) Corporate finance Regulations and Audit firm and Capital Market Professional Supervision: revising regulations on
under the law governing trade associations having characteristics and objectives similar to those of an association related to securities business and wishing to become an association related to