alteration which having the regulation related to requested procedure, development or alter procedure, examining procedure and transfer operational system procedure. [A] · Providing a procedure or compliance
[M] ▪ Attempt to trespass via the network ; ▪ abnormal operation; ▪ compliance and alteration a network by unauthorized person. 4 the importance operational system means securities trading system
the executive committee or chief executive officer to have an authority regarding the determination and alteration of the date, time, and venue of the Extraordinary General Meeting of Shareholders No. 1
upon any members of executive committee (its agent), managing director (its agent) regarding the determination, and alteration of the date, time, and venue of the Extraordinary General Meeting of
guidelines for controlling and examining client?s information and transactions. In 2007-2011, the SEC conducted inspection on operational procedures of securities company, asset management company, and
. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application
intermediaries, Set up risk management system for clearing and settlement, and Restructure regulatory body governing the financial market to cope with the alteration of businesses and the capital market structure
Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List
Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission) Form 103-1 List of Information Intend to
Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission