has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer to disclose both positive and positive
Microsoft Word - SET Disclose_TCSC _TH_ _แก้ไขเพิ่มเติม_ ท่ี สนก. 059/2561 3 กรกฎาคม 2561 เร่ือง แจงการขายเงินลงทุนในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (แกไขเพ่ิมเติม) เรียน กรรมการและผูจดัการ ตลาดหลักทรัพยแหงประเทศไทย อางถึง การเปดเผยขอมูลและการปฏิบัติการของบริษัทจดทะเบียน บริษัทหลักทรัพย ซีมิโก จํากัด (มหาชน)(“บริษัท”) ขอแจงการขายหุนของบริษัทฯ ท่ีถอือยูในบริษัทหลกัทรัพย Thanh Cong securities Company J.S.C (“TCSC”) โดยมรีายละเอยีดดังน้ี รายละเอียดรายการ วัน เดือน...
the duration of possible extension, as well as how this information will be made public. 4. In case the exact dates of the offering period are not known, disclose the arrangements for announcing the
matter for which the members provide services; (d) members shall not disclose any client’s information which becomes known to them through the course of business operation and normally should be kept
matter for which the members provide services; (d) members shall not disclose any client’s information which becomes known to them through the course of business operation and normally should be kept
. Disclose whether an issuer is directly or indirectly controlled by another entity or natural person, as well as the nature of such control. To the extent known to the issuer, indicate whether the issuer is
arrangement for transfer and any transfer restriction of the debt securities. 6. Disclose the currency the debt securities are denominated as well as the currency in which any amount payable on the debt