has therefore provided a channel for audit firms in the capital market to voluntarily disclose their latest firm inspection report on the SEC website. This will allow listed companies and audit

, and the trading prices of securities of listed companies on the Stock Exchange of Thailand. SEC, therefore, encouraged every listed company and security issuer  to disclose both positive and positive

Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of

of THB 350 million.Significance of  SCAN proposal to the shareholders, the SEC was of the view that SCAN board of director and AC must disclose all aspects of information necessary for decision making

deemed the connected transactions, the company is required to disclose the information to the Stock Exchange of Thailand (SET) and to seek shareholders? approval on the transactions. GJS will hold its

proposal aims to provide adequate mechanism to support the upcoming liberalization of securities business and promote new financial products which the business operators may expose to compliance risk

profit units. If back office functions are carried out with quality, the company will be less likely to expose to risks and become more receptive among shareholders and the authority. In addition, the

indebtedness. Under the said circumstances, the debt securities holders may expose to legal risk that would restrain them claiming on the assets of overseas headquarter. Thus, the SEC proposed to amend the rules

provider should not be allowed to access and disclose the intermediary’s information without consent, unless the intermediary is informed and gives a consent to do so, or such access and disclosure are made