December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Thailand ESG Extra Fund | Offering Date : 02/05/2025 - 08/05/2025
making investment. Assessment results will be available on the SEC website approximately by the third quarter of this year.? Pipat Yodprutikarn, Thaipat Institute Director revealed that ?Thaipat Institute
Bangkok, 11 January 2024 – Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), revealed that during the SEC Board Meeting No. 1/2567 convened today, the
Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing
Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for
Bangkok, February 24, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the SEC Board approved to prescribe a depositary receipt (DR) as a security under the Securities and Exchange
Bangkok, October 16, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved to revise the regulations on services concerning investment in
Debt Securities – only the latest report will be shown. FOR Short-term Debt Securities, the following CONDITION will be applied: IF ISSUER IS NOT specified, duration can be selected only "ONE-MONTH