issued under Paragraph 1 and Paragraph 2 of Section 35 of the Emergency Decree. Therefore, pursuant to Paragraph 3 of Section 35 of the Emergency Decree, the Minister of Finance has revoked Zipmex’s
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the regulations as specified by the SEC and was unable to rectify all deficiencies in order to resu...
company’s securities business license, Type C, to be revoked. The SEC Office has important roles of ensuring that securities and derivatives business operators have in place appropriate, reliable, fit and
shall be repealed. Clause 3 In this Notification: (1) “ derivatives broker ” means a person who is licensed to undertake the derivatives business in the category of derivatives brokerage; (2) “ manager
shall be repealed. Clause 3 In this Notification: (1) “derivatives broker” means a person who is licensed to undertake the derivatives business in the category of derivatives brokerage; (2) “manager
Assets in which the Provident Fund may invest or have in Possession (Repealed) Appointment of the Settlement Committee under the Provident Fund Act B.E. 2530(Repealed) Appointment of the https
securities; “securities investment analyst” 45 (repealed); “office” means the Office of the Securities and Exchange Commission. 2 As amended by the Notification of the Securities and Exchange Commission No
or the suitability of investing in such securities; “securities investment analyst” 45 (repealed); “office” means the Office of the Securities and Exchange Commission. 2 As amended by the Notification
” (repealed); “office” means the Office of the Securities and Exchange Commission. Clause 3. In this Notification, the provisions relating to a company licensed to undertake securities business in the category