securities; “securities investment analyst” 45 (repealed); “office” means the Office of the Securities and Exchange Commission. 2 As amended by the Notification of the Securities and Exchange Commission No
or the suitability of investing in such securities; “securities investment analyst” 45 (repealed); “office” means the Office of the Securities and Exchange Commission. 2 As amended by the Notification
” (repealed); “office” means the Office of the Securities and Exchange Commission. Clause 3. In this Notification, the provisions relating to a company licensed to undertake securities business in the category
shall be repealed. Clause 3 In this Notification: (1) “ derivatives broker ” means a person who is licensed to undertake the derivatives business in the category of derivatives brokerage; (2) “ manager
shall be repealed. Clause 3 In this Notification: (1) “derivatives broker” means a person who is licensed to undertake the derivatives business in the category of derivatives brokerage; (2) “manager
dated 15 September 1992 shall be repealed. Clause In this Notification: “ Office ” means the Office of the Securities and Exchange Commission. Clause 2/1 This Notification shall not apply to the
dated 15 September 1992 shall be repealed. Clause In this Notification: “Office” means the Office of the Securities and Exchange Commission. Clause 2/15 This Notification shall not apply to the
offence against property; (5) being a person under the following conditions: (a) his obtaining approval has been suspended or revoked by the SEC Office, or he possesses a characteristic which causes the