December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
issue her a warning letter. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General, revealed that ?In this case, we agreed with the Securities Analyst Consultative Committee?s recommendation and have
Bangkok, December 24, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed after quarterly meeting with the Association of Thai Securities Companies (ASCO) and the Association of Investment
seek cooperation from website owners to obstruct false information disseminated with intention to manipulate share prices. The SEC aims that this collaboration would enhance efficiency of information
Bangkok, July 20, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala after the Capital Market Supervisory Board?s Meeting revealed that the CMSB resolved to revise rules on report of
Bangkok, 11 January 2024 – Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), revealed that during the SEC Board Meeting No. 1/2567 convened today, the
Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for
Bangkok, October 16, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved to revise the regulations on services concerning investment in
Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing