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Thai SEC Secretary-General appointed to IOSCO Board

IOSCO Annual Meeting, 27 May 2024 Prof. Pornanong Budsaratragoon, Ph.D., Secretary-General of the Securities and Exchange Commission, Thailand (SEC Thailand), has been appointed as Additional Asia

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11380

SEC suspends three investment consultants for not taping clients? orders and revealed inappropriate behavior for trading derivatives for a client.

December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4822

SEC allows listed companies affected by Covid-19 situation to submit Q1/2020 financial statements audited by company appointed auditor

The Capital Market Supervisory Board (CMSB)’s meeting, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution yesterday to facilitate listed companies and securities issuers who have to postpone their annual general shareholders’ meeting – and are subsequently unable to appoint an auditor – due to the spread of the novel Coronavirus (Covid-19). In this regard, CMSB has allowed the affected listed companies and securities issuers to appoint an auditor on the SEC ap...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8045

SEC Board appoints three persons to the SET Board of Governors

Bangkok, 11 January 2024 – Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), revealed that during the SEC Board Meeting No. 1/2567 convened today, the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10436

SEC revises independent director regulations

Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5347

Appointment of SEC Board members

Bangkok, March 3, 2011 ? Finance Minister Korn Chatikavanij has officially appointed four expert members to the SEC Board ? (1) Nontaphon Nimsomboon, (2) Kumchai Jongjakapun, (3) Sathit Limpongpan

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3486

Appointment of SEC Board member

Bangkok, August 20, 2013 ?Finance Minister Kittiratt Na-Ranong appointed Sopavadee Lertmanuschai as a financial expert member of the SEC Board, in replacement of Benja Louichareon who resigned

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5099

Appointment of SEC Board members

Bangkok, October 11, 2012 ? Finance Minister Kittiratt Na-Ranong has appointed three expert members to the SEC Board, effective as from October 8, 2012. They are: (1) Mrs. Benja Louichareon (2) Mr

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4736

SEC executive appointments

1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9657

Appointment of SEC and CMSB expert members

Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows: - Ms. Benja

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4398