Microsoft Word - fully covered.doc การลงทุนใน derivative หรือ warrant ท่ีกําหนดให ตองทําการ fully cover ไว ซ่ึงประเภทหลักทรัพยและทรัพยสินท่ีกองทุนสามารถใช cover ได ประกอบดวย 1. เงินสด 2. เงิน

clients.On 5 September 2024, the SEC Board Meeting No. 11/2024, by virtue of Paragraph 1 of Section 35 of the Emergency Decree, passed a resolution requiring Bitazza to rectify its operations fully within 24

Digital Asset Business Law), resolved to suspend Zipmex business operations and instructed the company to fully rectify its operations within 15 days. However, upon the rectification deadline, Zipmex

delayed orders from one major customer in this quarter, but the repeated order will be placed in the next quarter. 2. The company’s consolidated net loss for the period (Q.1) amount -11.20 Million Baht

future reference in the case that a breach of duty is repeated.

disclosed Nongun ' s inappropriate behaviors in performing duties as an investment consultant and keeps such demerit record for future reference if a breach of duty is repeated.

consultant and keeps such demerit record for future reference if a breach of duty is repeated.

who conspired to manipulate the ABC price (as detailed in SEC News No. 59/2018, dated 7 June 2018). Of this group, one offender has already signed a statement of consent and fully paid his civil penalty

. The SEC has significantly improved the level of implementation of the IOSCO Principles, with 35 out of the total 37 areas being assessed as fully or broadly implemented. Such results reflect that the

Ecosystem Concept for the Thai capital market. These objectives emphasize the capital market development under five principles: (1) Fully digital processes from end to end, (2) Encouraging competition to