SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
372.26 381.53 -9.26 -2.43% 369.89 373.90 -4.01 -1.07% Sharing of gain (loss) from investment value of the associates 1.62 0.25 1.37 542.86% 2 quarter 2019, the Company did get the revenue from Can do
technology system after the Company get approval from the Extraordinary General Meeting of Shareholders No. 1/2019 which will be held on September 6, 2019. After getting approval from the Extraordinary General
leasehold agreement and investment in decoration and utility system including development of information technology system after the Company get approval from the Extraordinary General Meeting of Shareholders
respectively in which the main current assets held by the company accounted for 64. 2% and 80. 1% respectively of the total assets. The company current assets as of year- end of 2016 and 2017 was the finish