Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Association of Securities Companies (ASCO) agree that such research should contain complete, useful information for investors to make sound judgments. Thus, ASCO members are asked to provide such material
landfill is complete. However, the landfill cannot be used until authorities have checked the landfill and issue the permit. The permit is expected to be issued by Q3/2018. A new recycling plant (for non
และรีสตารท์เคร่ืองแลว้ใหด้ าเนินการตามขัน้ตอนที่ 3 โปรแกรมจะน าเขา้สูห่นา้จอนีโ้ดยอตัโนมติั รูปที ่5 หนา้ 5 6. เมื่อสิน้สดุขัน้ตอนการติดตัง้ โปรแกรมจะน าเขา้สูห่นา้จอดงัรูปที่ 6 คลิกปุ่ ม “Finish” รูปที
เพ่ิมเติมไดท่ี DARegSandbox@sec.or.th FINISHดําเนินการตาม Exit Strategy หารือเบื้องตนกับ ก.ล.ต. ยื่นใบสมัครไดตั้งแต วันที่ 9 ส.ค. 67 ก.ล.ต. แจงผลการพิจารณา/ ผูทดสอบเริ่มใหบริการ ก.ล.ต. พิจารณา
respectively in which the main current assets held by the company accounted for 64. 2% and 80. 1% respectively of the total assets. The company current assets as of year- end of 2016 and 2017 was the finish
normally the credit term is longer than ZIGA, the trade and other receivable was increased proportional to the increase of selling on DAIWA and the increased in remaining of finish goods inventory equal to
2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
expectation that the building is to be completed by 3Q 2021. Construction of the international school is also proceeding according to plan, which was 13% complete by end July. We expect to finish construction