Bangkok, May 30, 2011- Following Thoresen Thai Agency Plc., (TTA)disclosed through the Stock Exchange of Thailand (SET) that on May 27, 2011, 75 shareholders claiming to hold 72,212,550 shares or
Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the
Bangkok, July 5, 2012 - The SEC strictly supervises investment consultants (marketing officers) of securities companies to prepare and keep complete records of client's securities or derivatives
which are not purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or
Bangkok, February 21, 2007 ? The SEC has issued administrative sanctions on four investor contacts on the grounds of aiding or abetting unorganized market loans and malpractices relating to
asset OR "digital asset" OR "electronic property" OR "electronic possession" OR "virtual property" OR "virtual possession"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap
SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System SEC_News ( 578 ) http://172.19.1.196:8983/solr/secweb/select?q=digital asset OR
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses
requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom. Failure to keep complete and correct records of clients? orders are deemed non