Bangkok, February 13, 2012 - The SEC is keeping close watch on the blacklist to be announced next week by Financial Action Task Force on Money Laundering (FATF), revealed SEC Secretary-General Vorapol Socatiyanurak. FATF began assessment on the countries? counter-measures against money-laundering and terrorist financing in 2007, the result of which showed the highest score of compliance with international standards in the area of Thai securities business. The SEC always emphasizes on anti-money...
/2548 Re: Approval for Investor Contacts and Standards of Conduct. Since her investor contact status had expired earlier for failure to have it renewed, the SEC, therefore, keeps her misconduct on record
- net of income tax, as an amount of ฿ 20.47 million, causing the company to have total comprehensive loss for the total period of ฿ 28.06 million. Nonetheless the company keeps continuing to adjust
last year, the main result from gain on sale of investment amount of THB 17.92 million. Although, the economic situation in the country remains weak, the Company keeps focus on new customers and new
disclosed Nongun ' s inappropriate behaviors in performing duties as an investment consultant and keeps such demerit record for future reference if a breach of duty is repeated.
consultant and keeps such demerit record for future reference if a breach of duty is repeated.
keeps compiling information of affected firms in the midst of this ongoing flooding situation for further consideration on further reliefs. In addition, the SEC has coordinated with the SET and related
, a few post retirement funds have been established while the number of retirees keeps growing rapidly. Other countries, Australia, for example, see the importance of this type of fund to promote self
one month and publicly disclosed {F}' s inappropriate behaviors in performing duties as investment consultant and keeps such reprimand record for future reference if a breach of duty is repeated.