Management Name : Miss ROONGRAWEE IAMPONGPAITOON | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 01/06/2016

requirements. Digital assets which will be traded in exchanges are required to follow the listing rule of exchanges which must be approved by SEC Board.Any digital asset trading within the digital asset

at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false

Management Name : Mr BOONCHAI JIRAPONGTRAKUL | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 08/11/2017

Management Name : Mr BOONCHAI JIRAPONGTRAKUL | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 10/11/2017

Management Name : Mr NIRUT NGAMCHAMNANRITH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 21/11/2017

Management Name : Mr NIRUT NGAMCHAMNANRITH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 22/11/2017

Management Name : Mr NIRUT NGAMCHAMNANRITH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 24/11/2017

Management Name : Mr NIRUT NGAMCHAMNANRITH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 29/11/2017

Management Name : Mr NIRUT NGAMCHAMNANRITH | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 30/11/2017