Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

2016, the number of IFEC directors was insufficient to form a quorum as required by law. Wichai, in his role as Chairman of the Board of Directors, called for shareholders? meetings to seek the

have been neither filed for approval nor existed on the list of SEC-approved digital assets. Therefore, investors are advised to be careful when receiving information or solicitation to invest in such

accurate and updated records of clients’ assets; and   (3) Seeking benefits from clients’ fiat money shall be prohibited except in the form of deposit with commercial bank(s). In this regard, digital asset

Microsoft Word - The Aquisition of Assets - TLM September 11, 2018 Subject: Acquisition of Assets To: The Director and Manager The Stock Exchange of Thailand The Board of Directors' Meeting of KCE

support cash conversion. In addition, it was found that there are solicitors who promise or guarantee high returns from such ICOs investment in the form of Ponzi scheme, luring investors into quick, ill

Management Name : Miss ROONGRAWEE IAMPONGPAITOON | Type of securities : Warrant | Methods of Acquisition / Disposition : Sell | Transaction Date : 01/06/2016

Management Name : Mr AKACHAI IEOSIVIKUL | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 18/11/2016

requirements. Digital assets which will be traded in exchanges are required to follow the listing rule of exchanges which must be approved by SEC Board.Any digital asset trading within the digital asset