in money laundering /criminal activities; • reasons for proposed appointment /re-appointment. 6 Does the firm evaluate the knowledge, expertise of engagement team and sufficient time required to
form of abatement (including carbon capture and storage or use of decarbonised fuels) that abatement activity complies with the relevant Section of the Chapter 4 (to be added in the later phase of
turnover in busy season? 4 How does the firm address concerns regarding the competence and capabilities of engagement team members, including ensuring they have sufficient time to perform their
ultimate responsibility over the system of quality management (SOQM) functions within the firm? B3 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how
quality objective as mentioned in TSQM1 and 2? If not, please provide the details of the minimum objectives that are absent and describe any reasons for their absense. 1.2 Does the audit firm completely
actions in a timely manner? B4 Does the firm communicate the results of the inspections in a timely manner to engagement partners and other appropriate persons within the system of quality management
) Commercially Available? (b) Produced by an international firm of which the firm is a member? (c) Developed internally by the firm? If no, How does the firm ensure that assurance engagements are performed in
Questionnaire_A A.0 Risk Assessment Process for Information & Communication element: Firm's Reference /Guidance Notes Description 1 What are the quality risks in the information and communication
firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
ศักยภาพบุคคลภายนอก (Due Diligence form) 2.2(3) 2.2(3).1 5 ผู้ประกอบธุรกิจควรจัดทำสัญญาหรือข้อตกลงการใช้บริการ การเชื่อมต่อ หรือการเข้าถึงข้อมูลจากบุคคลภายนอกเป็นลายลักษณ์อักษร โดยมีการลงนามร่วมกันระหว่างผู้