PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/02/2018 - 27/02/2018

for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

Audit Firm’s record - Normal

decisions should reflect the specific circumstances of the case. Where this involves a deviation from their normal policy institutional investors should be prepared to explain the reasons to their

applicant personal information - foreign auditor (normal)

acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of

overseen by experts, all aimed at creating an illusion of trustworthiness. In addition, the SEC continues to prevent investment scams in various manners, as follows:           (1) Posting on the

Checklist คุณสมบัติตามเกณฑ์ SPO normal track บริษัทไทย

adequacy to facilitate current and future business undertakings both in normal and stress situations.  Establish risk management policies and risk appetites. Set the risk limits for the significant aspects