share prices of Focus Development and Construction PLC (FOCUS) and Inter Far East Engineering PLC (IFEC) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders
The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court
Notification No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated 21 June 2005. Her manipulative arrangements were systematically planned and intended to conceal facts from
Bualuang Securities Plc. and Seamico Securities Plc., respectively, aided and abetted the manipulative trading by executing such trading orders, taking orders from person who was not the account owner, and
trading orders. These manipulative actions are in violation of Section 243 (1) and (2) together with Section 244 (2) and (3) of the SEC Act and liable to punishments under Section 296 of the Act
the principals to commit such false trading. These manipulative actions are in violation of Section 243 (1) together with Section 244 (2) and (3) and Section 243 (2) of the SEC Act and liable to
Mr. Patcharadanai Chanhatthakit Mr. Patcharadanai Chanhatthakit engaged in manipulative trading activities involving 4 securities, including (1) stocks of Asia Biomass Public Company Limited (ABM
manipulative trading caused the TRAF share price to be inconsistent with the normal market conditions. In addition, Jantharapa, then an investor contact at KTB Securities, aided and abetted manipulative trading
to such manipulative trading. Their misconducts too are in contravention of Sections 243 and 244 of the SEA in conjunction with Section 86 of the Criminal Code. The complaint was filed after the three
14 October 2009. Chalerm?s manipulative arrangements were systematically planned and intended to conceal the facts from the clients, which was harmful to multiple clients and caused them great damages