Ministerial Regulation - securities business 02 - 2555 หน้า ๓๙ เล่ม ๑๒๙ ตอนที่ ๙๒ ก ราชกิจจานุเบกษา ๒๘ กันยายน ๒๕๕๕ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๒) พ.ศ. ๒๕๕๕ อาศัยอํา
Ministerial Regulation - securities business 03 - 2555 หน้า ๑๖ เล่ม ๑๓๐ ตอนที่ ๑ ก ราชกิจจานุเบกษา ๔ มกราคม ๒๕๕๖ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๓) พ.ศ. ๒๕๕๕ อาศัยอํานาจ
prescribe required paid-up capital of a securities company as the SEC thinks fit. (There is no minimum amount of required capital specified in the provision.) 1.4 Conduct rules of securities business
the performance of duties under this Act, subject to the rules specified in the notification of the Capital Market Supervisory Board. CHAPTER 2 DERIVATIVES BUSINESS DIVISION 1 SUPERVISION OF DERIVATIVES
the performance of duties under this Act, subject to the rules specified in the notification of the Capital Market Supervisory Board. CHAPTER 2 DERIVATIVES BUSINESS DIVISION 1 SUPERVISION OF DERIVATIVES
securities for business take-overs; (2) reporting the result of the business performance sporadically to the SEC with the rules, conditions and procedures as specified by the SEC; 7 (3) any other activities as
business as licensed; (3) the issuance of rules relating to the duties of a sub-committee; (4) the issuance of rules, orders and regulations relating to personnel, personnel relations system, placement
, application for obtaining a license, a license, or for operating the business as licensed; indicated amendment by the Securities and Exchange Act (No. 5) B.E. 2559 7 (3) the issuance of rules relating to the
securities company in the category of securities business under (7) of the definitions of the term, “securities business” under Section 4 shall operate business in accordance with the rules, conditions and
SEC. “ digital asset ” means cryptocurrency and digital token https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx HouseStyle business outside the digital asset exchange