Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating
The SEC Board Meeting No. 13/2566 and No. 17/2566 held on 15 August 2023 and 7 December 2023, respectively, resolved to approve the principles for revising the advertising rules for business
capital of 5 million baht, requiring to have proper management structure and adequate personnel for business operations. ICO portals must be well-prepared to due diligence ICO issuers, assess business
Bangkok, March 31, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing financial reporting of securities companies and derivatives business operators.? The amendment
willing to support such study. In this respect, the Department of Business Development informed that the proposal for amendment of the Accounting Professions Act B.E. 2547 is being considered while SEC
Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing intermediaries? business continuity management (BCM) and service outsourcing to enhance their
, the rules, which are currently in effect, should be revised with respect to maintenance of NC in case of abnormal increase in transaction volume of the business operator to the effect that the
types of businesses which do not need large amount of capital. These new rules can also support development of new business models to better respond to investors’ demands.”The new paid-up registered
Bangkok, September 23, 2015 ? Mr. Pariya Techamuanvivit Director, Corporate Affairs Department revealed that the SEC is currently seeking public comments on the draft rules regarding underwriting
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business