: (1) Eligible investors are institutional investors and/or high net worth investors only; (2) Eligible investment vehicles are mutual fund or trust fund (to be established by the end of 2021); (3
the framework of information exchange and capacity building for FinTech development and sustainable finance may also be raised for discussion during the summit.Furthermore, SEC Secretary-General and
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
, while those established in 2015 have not yet achieved the expected returns. Meanwhile, of the 132 foreign trigger funds, 53 (or approximately 40 percent) have reached the target goal within one year. In
with the Cabinet’s resolution and the special holiday schedule established for financial institutions and specialized financial institutions for the year 2023. _________________________
internal audit report concerning cost of sales and inventories which were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee
internal audit report concerning cost of sales and inventories which were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee
special holiday schedule established for financial institutions and specialized financial institutions for the year 2024, in accordance with the Government’s policy.
statements to materially contain false information and raised doubts concerning the internal control system, spending of B/E money, and the making of accounting records.The SEC has therefore issued the order
required to examine the issue raised by the auditor whether the questionable transactions of land sales and purchases were in line with the normal course of business operation.Concurrently, the SEC