: (1) Eligible investors are institutional investors and/or high net worth investors only; (2) Eligible investment vehicles are mutual fund or trust fund (to be established by the end of 2021); (3
the framework of information exchange and capacity building for FinTech development and sustainable finance may also be raised for discussion during the summit.Furthermore, SEC Secretary-General and
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
be the Joint Venture with newly established in India. The Company will invest in the Joint Venture for 45% of the registered capital of INR 100 million. Representing an investment of INR 45 million
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
, while those established in 2015 have not yet achieved the expected returns. Meanwhile, of the 132 foreign trigger funds, 53 (or approximately 40 percent) have reached the target goal within one year. In
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
institutions established under other laws. Clause 4 In this Notification: “intermediary” means a securities company and a derivatives intermediary. “branch office” means a branch office of an intermediary, no
, excluding the branch office of [an intermediary which is] financial institutions established under other laws. Clause 4 In this Notification: “intermediary” means a securities company and a derivatives
] financial institutions established under other laws. Clause 4 In this Notification: “intermediary” means a securities company and a derivatives intermediary. “branch office” means a branch office of an