SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business
regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of
fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from 15-16 June 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
region. The ASEAN Audit Regulators Group?s (AARG) 5th Annual Meeting was held in Kuala Lumpur from June 15-16, 2015.Hosted by Audit Oversight Board (AOB), Securities Commission Malaysia, the meeting was
an ICO portal would be repealed in order that the oversight of digital asset offering would be suitable for the risks associated with the digital assets to be offered;With regard to the supervision
offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting investors first). This has led to a better process of product
” assessment results in the part relating to auditing? Yes No Have you ever been inspected the audit quality by the audit oversight authority? Yes No If yes, please provide us the latest results of the
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work