director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level in matters stipulated in sub-paragraph (1) so
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level
Enforcement Department3. Mrs. Paralee Sukonthaman Director of Change Management Project4. Mr. Thawatchai Kiatkwankul Director of Accounting Supervision DepartmentReorganization of supervisory line:1. Deputy
, certain shareholders may have the number of voting share more or less than the number of voting rights, which may be contrary to the major shareholder oversight principle that aims to supervise the actual
material information in line with the requirements under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) (the Digital Asset Decree) and related regulations, Zipmex had to provide investor
exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance
significantly impact several parties involved, the SEC will organize a seminar to provide clarification on the rationale and principles of securities law amendment for such purpose, covering the following areas:1
securities business supervision: For example, repeal of the minimum requirement of paid-up registered capital of securities company, allowing the SEC Board to use discretionary power to prescribe required
, financial policy formulation, financial supervision and market oversight, covering banking, insurance and capital market sectors. The SEC and FSC are both members of the International Organization of