Market Supervisory Board. Clause 3 This Notification shall be applicable to any securities company providing services related to selling, repurchasing and redeeming units of foreign collective investment

have untrustworthy characteristics of company director and executive pursuant to the SEC’s relevant notification.* Therefore, he is barred from serving as director and executive of securities issuing

such indebtedness amount could not be recorded as liabilities in the financial statement in line with the applicable accounting standards.  It was also found that there was evidence that certain

Disposition of Assets Transaction will occur within the third quarter of 2020 1.2 The Relevant Parties: 1.2.1 The Disposition of Assets Transaction Seller : PD (99.99% owned subsidiary of the company) Purchaser

offering of securities, the issuer will need to comply with applicable regulatory requirements under the SEC Thailand’s purview. The SEC realizes that ICO may not fit neatly with current regulatory framework

operate business efficiently, responsibly and in compliance with applicable laws and regulations, including relevant standards of business operation. In considering appropriateness and sufficiency as

be widely communicated to the relevant personnel of the intermediary in an easily accessible manner in order for such personnel to understand and be able to comply with such policy correctly; (2

shall be widely communicated to the relevant personnel of the intermediary in an easily accessible manner in order for such personnel to understand and be able to comply with such policy correctly; (2

offerings or determination of conversion price with discount (lower than market price) that have been applicable to domestic offerings of newly issued shares, share warrants and convertible debentures will

Bangkok, September 24, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revision of rules applicable to securities companies facing