expenses reasonably incurred from such visit. In this regard, the SEC Office may clearly set a criterion for such expenses. The provision under Paragraph 1 is not applicable to the visit to the place of
if the SEC Office deems that such persons have already been punished appropriately. The provision under the first paragraph shall not be applicable to the case that Stock Exchange or the derivatives
detailed information relating to the issuing company of the securities and the conditions of securities, including the suitability for investment and the relevant risk exposure. The effectiveness of this
other relevant notifications, ministerial regulations, rules, regulations and laws as applicable at the time of issuance and offering for sale of the debentures. In this regard, the debentures may be
of the Office of the Securities and Exchange Commission or pursuant to any other relevant notifications, ministerial regulations, rules, regulations and laws as applicable at the time of issuance and
than 3 consecutive years; and SEC allows the auditors in a small audit firm to perform duties for more than 7 cumulative years but no more than 9 cumulative years. As the grace period is applicable to
and may be misleading or [ii] concealing material fact which should be informed clearly and may have an impact on decision making of investors or relevant person, regardless of whether it is information
(applicable only to CHO21OA series); (2) Granting an exemption from an event of default in the event that the bond issuer defaults on any debt obligation (whether a single debt or multiple debts
conditions. Otherwise, the lessor shall be responsible for either relevant taxes, stamp duties, and/or fees (if applicable) in case of building transfer or any incurred costs of the demolition- if not. 5
of Enforcement : -- All -- Administrative Orders Administrative Sanctions Cases Settled Civil Sanction Criminal Complaints Date from : To : Keyword : Search Relevant Informations > Criminal Sanction