juristic person; (8) “client solicitation” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment plans for the clients as well; (9
person” means deputy manager, assistant manager, head of department, [and] branch manager, including a person occupies in a position being similar to those positions, by whatever name called, who is
following qualifications: (1) Being executive of a securities company. This shall be limited to only one person for each securities company; or (2) Being mutual fund manager or private fund manager. Clause 6
: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to take the highest responsibility in Accounting and Finance, the person
related party transactions 33 Part 3: Financial Statements 36 Part 4: Certification of Information 37 Attachments: Attachment 1: Details of directors, executives, controlling persons, the person assigned to
new hospital (Ladprao-LumLukka Hospital) of 180-registered beds together with the Elderly Care Center of approximately 100-beds capacity. Since the lessor is a juristic person held directly and
with such consultation, and shall mean an ASEAN investment analyst as well; “ASEAN investment analyst”9 means a person eligible to analyze investment and give investment consultation without considering
. Disclose whether an issuer is directly or indirectly controlled by another entity or natural person, as well as the nature of such control. To the extent known to the issuer, indicate whether the issuer is
securities. In case the payments on the debt securities are payable in two or more currencies, indicate whether any person holds an option to determine the currency conversion, as well as the basis for that
of monies, goods or services, from any person other than standard commission or fee for its services; (4) receiving or being going to receive financial incentives in order to favor the interest of one