, any transaction between each investment policy shall be deemed a transaction with a connected person as well. Division 1 Preparation for Evidentiary Documentation of Transactions ______________ Clause 9
connected person as well. Division 1 Preparation for Evidentiary Documentation of Transactions ______________ Clause 9 In the case where an intermediary enters into a transaction for a client with the
: Country Group Development PLC the third party who is not a related person and has no relationship with the directors and/or the executives of the Company and/or major shareholders including those who are
Managing Director of The Mandarin Hotel Public Company Limited, as well as being the mother of Mr. Anant Asavabhokhin, the major shareholders of Land and Houses Public Company Limited which is the major
paid-up capital suitable for the business nature and risks instead. In addition, the SEC Board has the power to exempt certain business undertaking from being classified as securities business such as
of last year. In addition, MK was focused on the construction plan that conformed with consumer behavior and modern taste. MK emphasized on well-being when designing its housing products. And this
manner as specified by Clause 6 as the third category of prohibited characteristics. Clause 4 The followings shall be classified as the first category of prohibited characteristics: (1) being a person who
B.E. 2535 (1992), which contains certain provisions that restrict the rights and liberty of a person, which is provided for by virtue of legal provisions, according to Section 29, in combination with
) Category I: Prohibited Characteristics: 1. being a person put under receivership, or being bankrupt, incompetent, or quasi-incompetent by a court’s order; 2. being a person under prohibition by the Stock
case the income guarantor is a related person of the applicant, a document demonstrating the opinion of a financial advisor on such matter shall be also submitted as well; (4) audit report on the