the capital market. Chapter 1 Application for Approval as Auditor in the Capital Market _____________________ Part 1 Filing of Application ______________________ Clause 7 Any person wishing to be an
person shall: (1) comply with laws and notifications relating to fund management give force to the management company, mutatis mutandis, only the part of investment management; (2) perform duties by
mutandis , only the part of investment management. Clause 14. In cases where the person listed in the register of person qualified to be fund manager has any prohibited characteristics as prescribed by the
statement and the prospectus; (3) the allotment made to any person, the associated person or a foreign investor does not comply with the ratio set out in this Part and cannot be corrected so; (4) the transfer
Normal Approval Applicant’s personal record and firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of
securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs
-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs/3814pe.doc แบบแสดงรายการ
effective date of the Registration Statement.” 2 Table of Content Part 1: Fact Sheet Part 2: REIT Information 1. Risk factors 2. Information on the core asset of REIT 3. Disputes or restriction of rights in
) “Subsidiary” means subsidiary company under Section 89/1; (2) “Connected person” means connected person as specified by the Notification of the Capital Market Supervisory Board concerning rules on connected
control some certain operations of the juristic person, as specified in the articles of association of such juristic person. Clause 16 The essential covenants in part of taking advantage of trust property