service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the
the case where the units of the foreign ETF are listed on more than one exchange, the term shall mean the exchange specified by the foreign ETF as the home exchange; “CIS operator” means a person who is
for the construction of toll ways. “a special purpose juristic person” means a juristic person established for the purpose of securitisation under this Royal Enactment. Published in the Government
the Government Gazette, Volume 114, Part 29 Gor, dated 28 June B.E. 2540 The English translation of the Emergency Decree on Special Purpose Juristic Person for Securitization B.E. 2540 (1997) was
(Translation) EMERGENCY DECREE ON SPECIAL PURPOSE JURISTIC PERSONS FOR SECURITIZATION B.E. 2540 (1997) 2 (As amended)[footnoteRef:1] [1: Published in the Government Gazette, Volume 114, Part 29 Gor
director or executive’s full name ] Part 2: Characteristics Indicating Untrustworthiness 1st Group Characteristics (1) I am an insolvent person. [ ] Yes [ ] No (2) I am an incompetent or a quasi-incompetent
profile or qualifications of each director as well as the reason that board of directors appointed both of them to serve as audit committee to provide investors and involved person with information for
:- Information on Connected Transactions relating asset or service (investment in new die of press part of motor of Electric Fan) 1) Transaction date : December 2019 – December 2020 2) Connected Buyer : Kang Yong
attach claims on the property of the convicted person to be fined and achieve the effects of law enforcement.SEC Secretary-General, Rapee Sucharitakul said: "Effective law enforcement is an important part
of purchaser, representing the right of the holder of such instrument to receive money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus