and collective investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit

investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit regulators and audit

principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance

funds), excluding equity funds. The amendments aim to ensure proper unit allocation and prevent any undue benefit by any particular individual. For example, the revisions require any person or group of

raising activities both in equity and debt securities including the details of the fund mobilizers by industry, companies and individual instruments.SEC has been continuously developing the open data

companies in this regard. At each seminar, the SEC will set up a corner to give advice, answer questions and hear suggestions, problems and obstacles from the practitioners on an individual basis. The

client. Comments and suggestions on the matter are welcome until March 30, 2012. The proposed regulation will require underwriter know individual client before selling client any product. For retail client

-related funds, the maximum tax-deductible amount is capped at 500,000 baht. Individual taxpayers are not required to make contributions every year. Moreover, SSF provides policies allowing the investors

information in each section of the prospectus under Clause 5 shall be as follows: (1) Fact sheet containing the particulars and information in accordance with Chapter 1 Division 1, and Chapter 3 Division 6; (2

Internal & External Verifier CPN Baseline (2015) 2017 (2016) 2018 (2017) 2019 (2018) 2020 (2019) 2021 (2020) 7 ❑ ❑ • ❑ Excellence and Sustainable Development Division (ESD) • • ❑ • 8 • • • • • • • • 9 CO2