Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for
and active in enforcing the various rules and requirements under their jurisdiction. The State Enterprise Policy Office (SEPO) has continued its efforts to improve the governance of state owned
Offering (ICO) is an example of the application of new technology that has exciting potential to support fundraising needs for tech startups and social enterprises. 1.2 ICO refers to a digital way of raising