Complex Type 2 Investment Consultant
investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing
Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed
Ms. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), received the Royal Commemorative Pin at the Friends in Need (of “PA”) Fair 2023 in front of the
Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon and executives, made a charitable donation of 600,000 Baht to support Friends in Need (of "PA
Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
own low risk exposure. In addition, such requirement may be inconsistent with the business types or the business risks of intermediaries, and may not support the development of new businesses that make