experts at seminar forums, increase the opportunity to build networks with public and private sectors, promote tourism and the economy, including the international conference and exhibition industry, and
Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting
-stimulating competition and enhance stakeholder competitiveness; (3) to protect investor rights and maintain market confidence; (4) to establish robust operational and risk management systems; and (5) to expand
No. TorThor. 45/2553 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch Offices (No. 2) _____________ By virtue of
The MoU, to leverage the expertise of and partnership with each signatory for achievements, aims to establish a solid foundation for financial literacy in the educational system through (1
refresher course for IA renewal, ensuring common standards across the industry; (3) To establish transitional provisions to accommodate the refresher course training for IA who have already started training
without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning
asset management companies. Both notifications are to be published in the Royal Gazette.“Asset management companies wishing to establish these SSFs can submit draft applications to SEC consideration in
benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the