The Securities and Exchange Commission (SEC), through its Transparency Working Group, held a meeting to discuss measures for promoting organizational integrity and transparency in 2025. Mrs. Pornanong Budsaratragoon, SEC Secretary-General and Chairperson of the Working Group, met with executives and relevant departments to review the implementation of these measures and to establish the No Gift Policy for 2025. The meeting was held on 10 January 2025, at the SEC Office.
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC recognizes the importance of social sharing and support for the community. The launch of the Pantry of Sharing Scheme today is part of the SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods and basic necessities for those in nearby communities who are affected by the COVID-19 spread. We...
On 8 November 2019, SEC booth, with SEC Deputy Secretary-General Paralee Sukonthaman and SEC’s executives, welcomed the Industry Minister Uttama Savanayana who was visiting the SEC booth at the 14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to provide an understanding on the roles of SEC and SEC Check First application, an application for search...
Bangkok, 2 September 2019 – This is in reference to the announcement of Bitcoin Co. Ltd. (BX) at 06.06 hours on 2 September 2019 that “Bitcoin Co. Ltd. has decided to discontinue offering digital exchange services and wallet services at our BX.in.th website in order to focus on other business opportunities.This means that after September 30th 2019 all trading on the BX.in.th will be stopped…the company will continue to open the BX.in.th website only as a method for customers to contact t...
company sets up suitable varieties of internal control such as manual and automated controls or preventing and monitoring controls. 10.4 The company builds internal control throughout all level of the
. This time, SEC establishes the regulations concerning related businesses for applicants requesting operating licenses. Such businesses include standards for operating businesses and work systems
allow eligible Hong Kong and Thai public funds to be distributed in each other’s market through a streamlined process.The MoU establishes a framework for exchange of information, regular dialogue as well
establishes a framework for the mutual recognition of the product knowledge examinations required for market professionals dealing with securities and collective investment schemes in Singapore and Thailand
establishes a framework for the mutual recognition of the product knowledge examinations required for market professionals dealing with securities and collective investment schemes in Singapore and Thailand
public hearing ends on 12 December 2024. Remark: * A standard portfolio private fund is a private fund in which the asset management company publicly establishes a pre-defined investment policy and key