must not have behavior showing any objectives to engage in investment advisor business and must be registered with SEC. Even though the investment planners are waived in this matter, they are required

facilitated.  In July 2019, SEC, therefore, issued letters to every type of intermediaries to request cooperation and support from them considering to participate in the NDID project.  The project has been

done with those receiving a license to provide securities trading through the ETP or those receiving approval to participate in the ETP Regulatory Sandbox scheme. This is because the ETP service

Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1

enterprises. The proposal is to alleviate obstacles in such securities offering and encourage private sectors and the public to participate more in national development in line with the government's policy

Project voluntarily for the first time in September 2019, and NACC announced that SEC was one of the 20 recipients of the NACC Integrity Awards 2019 on 19 March 2020. We also participate in the Integrity

. However, 34 single investment policy funds were dissolved to participate in master funds, closing the year at 469 PVDs in total. ?Companies and organizations consist of diverse groups of employees in terms

Trophy bestowed by Her Royal Highness Princess Maha Chakri Sirindhorn. As a supporter of the competition, the SEC also sent its badminton team to participate, fostering relationships and unity among

. Furthermore, these transactions misled other persons to into thinking that these securities were traded in significant volume and lured others to participate in the trading. This case is in the process of

with the normal market conditions. Furthermore, these transactions misled other persons to into thinking that these securities were traded in significant volume and lured others to participate in the