The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct such as push selling or unsuitable distribution of financial products are found as a common area of concern arises in many jurisdictions, which poses challenge to the regulators. In this view, members have shared and discussed relevant guidelines and preventive measures such as industry engagemen...
On 25 November 2019 at 9:00 a.m. (local time), SEC Secretary-General Ruenvadee Suwanmongkol together with Winita Kultangwatana, Director, and Pranee Leksrisakul, Assistant Director, Environmental, Social and Governance Department, attended the United Nations Annual Forum on Business and Human Rights at the United Nations, Geneva, Switzerland, which was held between 25 - 27 November 2019. The forum was opened by Michelle Bachelet, United Nations High Commissioner for Human Rights, Office of...
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
on Prince Rapee Pattanasak Memorial Day 2024 31/07/2024 SEC participates in “Digital Asset Regulations and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program, University of
in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 see more > Activity see more > 31/07/2024 SEC participates in “Digital Asset
, Japan, Australia, and Hong Kong. In addition, the SEC also participates in Policy Committee on International Accounting, Auditing, and Disclosure Standards, the Policy Committee on Retail Investors, and
" " (0 รายการ) Sourced By : Latest Oldest 1 2 3 4 5 6 7 31/07/2024 SEC participates in “Digital Asset Regulations and Trends Affecting Businesses” seminar at the DiGi-X Executive Leadership Program
" " (0 รายการ) Sourced By : Latest Oldest 1 2 3 4 5 6 7 07/08/2024 SEC joins a wreath-laying ceremony on Prince Rapee Pattanasak Memorial Day 2024 31/07/2024 SEC participates in “Digital Asset Regulations