and efficient management; (b) efficient policies and measures on prevention of conflicts of interest, prevention of access to inside information between responsible units and other personnel, internal
Securities and Exchange Commission No. Kor Thor. 14/2560 Re: Application for the Agricultural Derivatives Business License (No. 2) dated 5 April 2017 (effective on 16 April 2017). 2 Clause 4 An applicant shall
undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/1 The derivatives broker shall put in place
, so as to efficiently accommodate the undertaking of the derivatives business, as well as establish control and monitoring measures to ensure that the operations are carried out as required. Clause 6/15
production process more efficient as a result of good cooperation from customers, partners and employees in communicating information to make advance planning that makes cost effective. 3. The consolidated net
centers, brokerage firms and dealers for digital assets, effective from 16 July 2018. SEC Secretary-General Rapee Sucharitkul said that SEC has issued the notification relating to business operations of
ensure properness of internal control system as well as efficient and productive operations. [ Executive Officers of the Office of the SEC ]12 . . . . . . . . [ EXECUTIVE OFFICERS OF THE OFFICE OF THE SEC
efficient and effective monitoring process. Along the same line, the inspection results of individual engagements showed promising improvement of audit quality in the capital market, as reflected in the