an efficient and ready work system for providing services as securities registrar will be put in place, considering the preparation, data processing and storage, and reporting of service provision; (4

specific law; (2) being able to show that a work unit responsible for providing services as securities registrar will be established separately from other work units; (3) being able to show that an efficient

specific law; (2) being able to show that a work unit responsible for providing services as securities registrar will be established separately from other work units; (3) being able to show that an efficient

21.8% in the same period of 2019. The cost of food and beverages for core brands was well-controlled and even decreased from the previous year, yet the cost of food and beverages of new brands required

(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of

, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having appropriate, reliable and efficient operating system to support an intermediary ’s

(effective on 16 February 2017). 6 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 6/2560 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and

(effective on 16 February 2017). 6 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 6/2560 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and

Agreements with Clients prior to Providing Services ______________________ Division 1 General Provisions _______________________ Clause 10 In cases where an intermediary is required to make an agreement with a

Securities Companies and Derivatives Intermediaries (No.4) dated 9 February 2017 (effective on 16 February 2017). 3 Repealed by the Notification of the Office of the Securities and Exchange Commission No. Sor