/08/2000 05/09/2000 2. Notification of Capital Market Supervisory Board  TorThor. 45/2553 Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to

fundraisers. Currently, there are several companies interested in applying for an approval to operate a debt funding portal business.  In addition, the SEC has amended the overall crowdfunding requirements

the approval for {A} as capital market investment consultant for complex products type 1** and investment planner, and banned him from applying for a new approval as capital market business personnel

approval.7 Examination not required but must complete a full course or a refresher course for renewal of approval. 7 9 In case of applying for work recontinuation after completing suspension term due to

approval.7 Examination not required but must complete a full course or a refresher course for renewal of approval.7 8 In case of applying for work recontinuation after completing suspension term due to

strategy was found 7.5 % while short strategy 5%. After applying total transaction costs, the arbitrage opportunities reduced sharply to 2% Empirical results Empirical results • In 2556 the arbitrage

Notification of the Securities and Exchange Commission No. KorKhor. 10/2551 Re: Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation

Securities and Exchange Commission No. KorKhor. 10/2551 Re: Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of

and Exchange Commission No. KorKhor. 10/2551 Re: Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of

Exchange Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the