Commission: For the purpose of applying for approval from the SEC Office for ………………………... (applicant’s name) ………………..., a registered auditor No…………, I, the head and the authorized person of the audit firm
of capital market. The SEC discussed this urgent matter with relevant parties, held training courses and seminars for auditors interested in applying for the approval as capital market auditors
operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions
accounting period and forward looking statements, as well as the accounting policies and reasons given for applying such policies.?
company adopts the company’s objectives, goals, and strategies, applying high ethical, environmental and social standards, and contributes to the sustainable growth of the company. Principle 5.3 The board
> Initial Coin Offering ICO SHARE : Detail Content Related Rules and Regulations The Notification of the Securities and Exchange Commission No. GorJor. 10/2561 Re: Exemption from Applying the Provisions
Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are https://www.sec.or.th/EN/Pages
Exchange Commission Re: Rules and Procedures for Applying for License and Registration of Association related to Securities Business ____________________ By virtue of Section 14 and Section 232 of the
expected to result in a credit rating action (including withdrawal of a credit rating), consistent with the applicable credit rating methodology; c. reviewing the impact of and applying a change in the