500,000.00 Baht     - a suspension of securities and derivatives trading between 31/07/2025 and 30/10/2026     - a bar from serving as a director or

;- a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025     - a bar from serving as a director or executive in a

penalty of 500,000.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/03/2025     

bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025     - a bar from serving as a director or executive in a

AEC Securities Public Company Limited. Between May 16, 2019 and September 21, 2020, AEC Securities Public Company Limited., as a securities broker, failed to put in place a sufficient and effective

DBS Vickers Securities (Thailand) Co.,Ltd. Between May 28, 2019 and May 31, 2019, June 4, 2019 and June 7, 2019 and June 10, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and

DBS Vickers Securities (Thailand) Co.,Ltd. Between June 4, 2019 and June 7, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to submitting an accurate

DBS Vickers Securities (Thailand) Co.,Ltd. Between May 29, 2019 and June 11, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to maintain net capital

Miss Manee Khemthong Between December 21, 2018 and June 1, 2020, Miss Manee Khemthong, at the time incident an Finance & Accounting Director responsible for calculated the net capital of AEC

AEC Securities Public Company Limited Between December 21, 2018 and June 1, 2020 AEC Securities Public Company Limited , as a securities and derivatives broker, failed to maintain the net capital