AEC Securities Public Company Limited Between December 28, 2018 and May 25, 2020, AEC Securities Public Company Limited, as a securities and derivatives broker, failed to maintain net capital in
Mr. Pattanapong Tanumathaya Between December 22, 2005 and July 20, 2007, Mr. Pattanapong Tanumathaya failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr
Bitkub Online Company Limited Between December 28, 2020 and January 20, 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, provided inappropriate and insufficient
Bitkub Online Company Limited Between January 8, 2021 and July 19, 2021, Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, implement inappropriate and insufficient market
Bitkub Online Company Limited Between January 1, 2021 and July 31, 2021, Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, kept customers’ digital assets in digital wallets
Daol Securities (Thailand) Public Company Limited Between November 11, 2017 and May 17, 2021 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply
Satang Corporation Company Limited Between December 1, 2020 and October 19, 2022, Satang Corporation Company Limited ("Satang"), a digital asset exchange, inappropriately and insufficiently
Beyond Securities Public Company Limited Between December 20, 2018 and April 15, 2021 Beyond Securities Public Company Limited, a securities company, failed to comply with the rules, conditions and
GMO-Z.com Cryptonomics (Thailand) Company Limited Between February 22, 2021 and July 31, 2021, GMO-Z.com Cryptonomics (Thailand) Company Limited, a digital asset exchange and a digital asset broker
Upbit Exchange (Thailand) Company Limited Between February 18, 2021 and November 21, 2021, Upbit Exchange (Thailand) Company Limited, a digital asset exchange and a digital asset broker, prepared and