order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004

; however, attempt to arrest the alleged offender failed. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 05/04/2005

Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a

T.N.N. (Thailand) Co., Ltd. T.N.N. (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16

A.L.T.I. Co., Ltd. A.L.T.I. Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives

Mr. Sakda Pannitamai Mr. Sakda Pannitamai (nicknamed Kwan/Sa/Pat) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

Mr. Chukiat Pannitamai Mr. Chukiat Pannitamai (nicknamed Tong/Cat) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

Miss Vorarat Chanokul Miss Vorarat Chanokul (nicknamed Rat/Rin/Add) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

Miss Tassanee Somthong Miss Tassanee Somthong (nicknamed Gie/Imm) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating

Miss Kanokwan Narkbaat Miss Kanokwan Narkbaat (or Penpatchamon/Patchamon Pannarai) conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses