year 2012 (Form 56-2, 2012) to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged

year 2012 (Form 56-2, 2012), and (5) the reviewed financial statements for Q1/2013 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged

the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations

-month period ended June 30, 2016 to the SEC and the SET within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the

within the specified period. The public prosecutor issued a prosecution order against the alleged offender; however, attempt to arrest the alleged offender failed and the statute of limitations ran out

US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the

Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license

Mr. Fredrick Ian McIntyre Mr. Fredrick Ian McIntyre colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in

. CJB Asia Co., Ltd., and Desktop Marketing Co.,Ltd. violated Section 301. The public prosecutor issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for

Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such